Haver & Mailänder Rechtsanwälte
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Details can be decisive.

We concentrate on the detail.

Banking and capital market law

Haver & Mailänder advises banks, savings banks, building associations, payment and financial services providers, commercial businesses and institutional investors on all questions relating to private banking law, banking supervisory law and the law of the capital markets. A particular strength lies in defending clients against customers asserting claims for damages incurred in purchasing securities or other capital investments. We have extensive experience and special expertise in advising and acting as counsel for financial institutins on bulk proceedings.

The focus of our activity is on:

  • Advising and representing financial institutions on liability issues on account of incorrect investment advice (extra-judicial representation in the context of ombudsman and conciliation proceedings and conducting the litigation brought by bank customers suing for damages),
  • Advisinig and representing banks and building associations in the area of contract and credit law (including revocations rights, linked transactions and comparable transactins, bank fees and charges, interest adjustment clauses)
  • Comprehensive legal, strategic and tactical support of financial institutions in bulk proceedings
  • Advising and representing banks at class action pursuant to the Capital Investors’ Test Cases Act (KapMuG)
  • Advice in the field of duties under banking supervisory law, bank licensing procedures and on the acquisition of banking institutions
  • Advice on questions relating to securities trading law pursuant to the German Securities Trading Act (WpHG) (ad-hoc publicity, insider law, disclosure requirements etc.)
  • Examining the prospectus obligation and the design of securities sales prospectuses and securities prospectuses
  • Advice on securities procedures (Securities Takeover Act (WpÜG))
  • Compliance of financial institutions; advice on questions relating to the Money Laundering Act (GwG)
Haver & Mailänder Rechtsanwälte
HAVER & MAILÄNDER Rechtsanwälte Partnerschaft mbB | Lenzhalde 83-85 | D-70192 Stuttgart
Tel.: +49 (0)7 11 / 22 74 40 | Fax: +49 (0)7 11 / 2 99 19 35 | Email: info@haver-mailaender.de